Steve Klein
Partner
Graham & Dunn PC

Speakers

Steve counsels financial institutions about federal and state banking matters and related securities law and financing issues. He utilizes his background and experience as a bank regulator with the Comptroller of the Currency and as an accountant on Wall Street in advising our diverse group of banking clients throughout the Western United States.

Steve assists financial services companies in creatively structuring and successfully implementing mergers and acquisitions and has been involved in more than 100 transactions as counsel for buyers or sellers. Miller Nash Graham & Dunn has been a leader among law firms in the Western United States in the number of deals in which it has served as counsel during the past decade.

Steve also assists companies in regulatory enforcement and interventions, public and private capital formation and strategic planning matters. Steve advises directors and officers of “troubled” banks concerning their obligations and potential exposure in their individual capacities. Further, he guides securities registrations for public offerings on behalf of issuers and underwriters and counsels companies on SEC reporting and compliance obligations.

Session:
Role of the Bank Director in Changing Times