Chris Dick, CFE, CAMS
Director
RSM US LLP

Speakers

Chris Dick is a member of RSM’s Risk Consulting practice. He has over 15 years of experience providing consulting and internal audit services related to operations and regulatory compliance to a number of financial institutions and financial services clients; and serves as a firm designated subject matter expert in anti-money laundering (“AML”) and sanctions compliance.

Chris’s consulting service experience includes management of “look back” investigations, high risk account reviews, transaction monitoring and OFAC system validation, risk assessment, training and compliance program design/implementation including enhanced due diligence and customer risk rating methodologies. Chris has worked with dozens of financial institutions including banks, credit unions, broker/dealers, insurance companies, mutual funds and foreign and domestic operations of banks based in Europe, Latin America, Australia, the Middle East, Central Asia and East Asia.

SESSION:
CA Dept. of Business Oversight Cannabis Banking Guidance for Financial Institutions vs. FinCEN’s Guidance