Breaching the Billion Dollar Benchmark: Climbing the Stairs of Internal Controls & Managing 404(b) Sticker Shock

Sessions

Crossing the $1 billion asset threshold requires a more rigorous management structure to address FDICIA compliance and the internal controls testing requirements. In this session, listen to an overview of control documentation and testing, understand how to get started, identify which elements of SOX 404(b) banks should be particularly mindful of, and expose potential pitfalls.

Speakers

Jeff Clair
Partner
Moss Adams

Rebecca Radell
Senior Manager
Moss Adams

Joan Taylor
Senior Manager
Moss Adams

Adam Belter
SVP & Controller
Poppy Bank