REG18 Handouts

Overview

REG18 Handouts

 

Wednesday, October 3
8:30 a.m. – 10:00 a.m.  General Session

Cannabis-Business Banking: The Cole Memorandum & Compliance Considerations

John Vardaman
EVP, General Counsel
Hypur

Andre Herrera
EVP, Banking & Compliance
Hypur
10:30 a.m. – 11:30 a.m. Learning Sessions:

Three Lines of Defense: Integrating Compliance Across the Organization

Steve King
Firm Member, Director of Regulatory Compliance
WolfPAC Solutions Group

Thinking Like an Examiner

Jeffrey Tisdale
Managing Partner
Tisdale & Nicholson, LLP
1:00 p.m. – 2:00 p.m.  Learning Sessions:

Compliance Guidance for Profitably Banking Money Service Businesses

John Vardaman
EVP, General Counsel
Hypur

Andre Herrera
EVP, Banking & Compliance
Hypur

TRID 2.0

Robert Olsen
Principal
Aldrich & Bonnefin, PLC
 
3:30 p.m. – 4:30 p.m. General Session 

Critical Elements of Effective Compliance Program Reporting

Edward Schreiber
EVP & Chief Risk Officer
Zions Bancorporation
Thursday, October 4
8:30 a.m. – 9:30 a.m.  General Session

ADA Website Compliance

Scott Daugherty
President & General Counsel
Alliance Compliance, Inc.
9:40 a.m. – 10:40 a.m.                     Learning Sessions:

HMDA Data Integrity Review - Methods for Ensuring HMDA Data Accuracy

Heidi Wier
Managing Director, Regulatory Compliance & Internal Audit
CrossCheck Compliance

Effective Programs for Identifying & Preventing Elder Financial Abuse
 

Laurel Sykes
SVP & Chief Risk Officer
Montecito Bank & Trust

James Miner
Policy Analyst
CFPB Office of Older Americans

11:00 a.m. – 12:00 p.m. Learning Sessions:

Compliance Risk Assessment

Liza Warner
Managing Director, Regulatory Compliance, Internal Audit & Fair Lending
CrossCheck Compliance

Leveraging IT Data to Measure Compliance and Streamline Audits

Jeremy Conway
Chief Technology Officer
MAD Security
2:30 p.m. – 3:30 p.m. Learning Sessions:

Cybersecurity Operationalization to Reclaim Control

Jeremy Conway
Chief Technology Officer
MAD Security

Today’s Forecast: Sunshine and Changes to CRA Regulations

Janet M. Bonnefin, CRCM
Principal
Aldrich & Bonnefin, PLC
3:40 p.m. – 4:40 p.m.  General Session

California’s New Consumer Privacy Act and Its National Impact

Kevin Gould
SVP, Director of State Government Relations
California Bankers Association

Nancy Thomas
Partner
Morrison & Foerster LLP
Friday, October 5
8:30 a.m. – 9:30 a.m.  Learning Sessions:

The New IT Exam: Are You Prepared

Laurel Sykes
SVP & Chief Risk Officer
Montecito Bank & Trust

Paul Abramson
SVP & Director of Technology
Montecito Bank & Trust

Customer Due Diligence for Beneficial Owners

Othel Rife
Manager
RSM US LLP
9:40 a.m. – 10:40 a.m. Learning Sessions:

My Regulator Says I Need a BSA Model Validation – Now What?

Joann Lang, CIA, CAMS
Compliance Auditor
10-D Security

Amanda Morrissey
Commissioned Bank Examiner
10-D Security

Driving Strategic Value from ERM: from the Board Room to the Teller Line

Bill Bojan
Director, Business Risk Services
CliftonLarsonAllen, LLP
11:00 a.m. – 12:00 p.m.

Closing General Session

Navigating the Storm: Disaster Contingency and Post-Event Strategies Following the Recent California Disasters
Montecito Bank & Trust


Laurel Sykes
SVP & Chief Risk Officer
Montecito Bank & Trust