2021 Regulatory Compliance Conference & Cannabis Forum Handouts
Click below to access session handouts
To access the available decks please click on the session title that have links
Handout links will be available as soon as they are received from speakers
*All times listed below are in PDT
| Tuesday, October 12 | |
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| 8:00 AM – 9:00 AM | Visit Exhibitors in Marketplace |
| 9:00 AM – 10:15 AM | Opening General Session Rethinking Impostor Syndrome: Addressing Impostor Syndrome in the Workplace (Unable to share slides) Valerie Young Speaker | Author | Co-Founder Impostor Syndrome Institute |
| 10:15 AM – 10:30 AM | Morning Break |
| 10:30 AM – 11:30 AM | Learning Sessions |
| Learning Session #1 The Digital Banking Future Demystified Through a BSA Lens Ryan Canin CEO DocFox |
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| Learning Session #2 How Risky is Cannabis Banking? Julia Gutierrez Compliance Officer Compliance Alliance |
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| 11:30 AM – 12:45 PM | Lunch & Visit Exhibitors in the Marketplace |
| 12:45 PM – 1:45 PM | General Session Not Fully Exempt – CCPA Compliance for Banks Cynthia Boehmer WolfPAC Compliance Manager WolfPAC Integrated Risk Management Solutions |
| Wednesday, October 13 | |
| 8:00 AM – 9:00 AM | Visit Exhibitors in Marketplace |
| 9:00 AM – 10:00 AM | General Session Regulator Panel Janet Kincaid Deputy Regional Director (Compliance) Federal Deposit Insurance Corporation Dana Hassin Senior Manager, Community and Regional Institution Supervision Federal Reserve Bank of San Francisco Darlene James Compliance Specialist Office of the Comptroller of the Currency Rochelle Rapada Examinations Manager California Department of Financial Protection and Innovation |
| 10:00 AM – 10:30 AM | Morning Break |
| 10:30 AM – 11:30 AM | Learning Sessions |
| Learning Session #1 The Impact of the COVID-19 Pandemic on Banks and the Current Bank Regulatory Climate Joel Cook Attorney, Partner and Practice Group Manager Aldrich & Bonnefin, PLC |
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| Learning Session #2 Implementing a Risk Assessment Program to Safeguard Your Employees, Customers and Assets Mary Gates Vice President GMR |
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| 11:30 AM – 12:45 PM | Lunch & Visit Exhibitors in the Marketplace |
| 12:45 PM – 1:45 PM | Learning Sessions |
| Learning Session #1 Current Trends & Regulatory Focus: Business Continuity and Potential Financial Impacts of Service Tracy Hall IT Assurance Senior Manager Wolf & Company PC |
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| Learning Session #2 Effective Model Risk Management Practices and Critical Lessons Learned During the Pandemic Michael Guglielmo Managing Director Darling Consulting Group Mark Haberland Managing Director Darling Consulting Group |
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| 1:45 PM – 2:00 PM | Afternoon Break |
| 2:00 PM – 3:00 PM | Learning Sessions |
| Learning Session #1 Fair Lending Compliance Must be Front & Center Janet Bonnefin Principal Aldrich & Bonnefin, PLC |
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| Learning Session #2 Compliance and Internal Audit Needs Radhika Dholakia-Lipton Founder RADD LLC Rita Ward Director of Regulatory Audit and Compliance RADD LLC |
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| 3:00 PM – 3:15 PM | Afternoon Break |
| 3:15PM – 4:15PM | General Session Legislative Update Kevin Gould Senior Vice President, Director of Government Relations California Bankers Association Melanie Cuevas Vice President of Government Relations California Bankers Association Jason Lane Vice President and Deputy Director of Government Relations California Bankers Association |
| Thursday, October 14 | |
| 8:30 AM – 9:30 AM | Visit Exhibitors in Marketplace |
| 9:30 AM – 10:30 AM | General Session Economic Update Dr. Patrick Adler, PhD Manager, Sustainable Growth and Development Beacon Economics |
| 10:30 AM – 10:45 AM | Morning Break |
| 10:45 AM – 12:00 PM | Closing General Session Investigating Cryptocurrencies Cameron T. Jones Director, Risk Consulting RSM US LLP |
| 1:00 PM – 2:00 PM | Cannabis Forum Beyond EDD: AML Controls for Cannabis Banking Jontae James CEO & Founder NatureTrak |
| 2:00 PM – 2:15 PM | Afternoon Break |
| 2:15 PM – 3:15 PM | Cannabis Forum Cannabis Banking 2.0 – Gaining a Competitive Advantage Tony Repanich President & Chief Operating Officer Shield Compliance |
| 3:15 PM – 3:30 PM | Afternoon Break |
| 3:30 PM – 4:30 PM | Cannabis Forum Banking Issues in the Cannabis Industry: Managing Risk under State and Federal Law (No Slides) Oren Bitan Shareholder Buchalter Richard Ormond Shareholder Buchalter |
| Friday, October 15 | |
| 8:15 AM – 9:30 AM | Visit Exhibitors in Marketplace |
| 9:30 AM – 10:30 AM | Cannabis Forum Risk Assessment Reality - Mitigating the Real Challenges of Banking Cannabis Robert Baron Chief Experience Officer StandardC, Inc. |
| 10:30 AM – 11:00 AM | Morning Break |
| 11:00 AM – 12:00 PM | Cannabis Forum Federal Law Update – The Cannabis Debate Continues Joe Genereux Partner Dorsey & Whitney LLP Joe Lynyak Partner Dorsey & Whitney LLP |
| 12:00 PM | Conference Concludes |