2021 Regulatory Compliance Conference & Cannabis Forum Handouts
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Handouts

*All times listed below are in PDT

Tuesday, October 12
8:00 AM – 9:00 AM Visit Exhibitors in Marketplace
9:00 AM – 10:15 AM Opening General Session

Rethinking Impostor Syndrome: 
Addressing Impostor Syndrome in the Workplace
(Unable to share slides)


Valerie Young
Speaker | Author | Co-Founder Impostor Syndrome Institute
10:15 AM – 10:30 AM Morning Break
10:30 AM – 11:30 AM Learning Sessions
  Learning Session #1

The Digital Banking Future
Demystified Through a BSA Lens


Ryan Canin
CEO
DocFox
  Learning Session #2

How Risky is Cannabis Banking?

Julia Gutierrez
Compliance Officer
Compliance Alliance
11:30 AM – 12:45 PM Lunch & Visit Exhibitors in the Marketplace
12:45 PM – 1:45 PM General Session

Not Fully Exempt – CCPA Compliance for Banks

Cynthia Boehmer

WolfPAC Compliance Manager
WolfPAC Integrated Risk Management Solutions
Wednesday, October 13
8:00 AM – 9:00 AM Visit Exhibitors in Marketplace
9:00 AM – 10:00 AM General Session

Regulator Panel

Janet Kincaid
Deputy Regional Director (Compliance)
Federal Deposit Insurance Corporation

Dana Hassin
Senior Manager, Community and Regional Institution Supervision

Federal Reserve Bank of San Francisco

Darlene James
Compliance Specialist
Office of the Comptroller of the Currency

Rochelle Rapada
Examinations Manager
California Department of Financial Protection and Innovation
10:00 AM – 10:30 AM Morning Break
10:30 AM – 11:30 AM Learning Sessions
  Learning Session #1

The Impact of the COVID-19 Pandemic on
Banks and the Current Bank Regulatory Climate


Joel Cook

Attorney, Partner and Practice Group Manager
Aldrich & Bonnefin, PLC
  Learning Session #2

Implementing a Risk Assessment Program to
Safeguard Your Employees, Customers and Assets


Mary Gates

Vice President
GMR
11:30 AM – 12:45 PM Lunch & Visit Exhibitors in the Marketplace
12:45 PM – 1:45 PM Learning Sessions
  Learning Session #1

Current Trends & Regulatory Focus:
Business Continuity and
Potential Financial Impacts of Service


Tracy Hall

IT Assurance Senior Manager
Wolf & Company PC
  Learning Session #2

Effective Model Risk Management Practices and
Critical Lessons Learned During the Pandemic


Michael Guglielmo

Managing Director
Darling Consulting Group

Mark Haberland
Managing Director
Darling Consulting Group
1:45 PM – 2:00 PM Afternoon Break
2:00 PM – 3:00 PM Learning Sessions
  Learning Session #1

Fair Lending Compliance Must be Front & Center

Janet Bonnefin

Principal
Aldrich & Bonnefin, PLC
  Learning Session #2

Compliance and Internal Audit Needs

Radhika Dholakia-Lipton
Founder
RADD LLC


Rita Ward
Director of Regulatory Audit and Compliance
RADD LLC
3:00 PM – 3:15 PM Afternoon Break
3:15PM – 4:15PM General Session

Legislative Update

Kevin Gould

Senior Vice President, Director of Government Relations
California Bankers Association

Melanie Cuevas
Vice President of Government Relations​
California Bankers Association

Jason Lane
Vice President and Deputy Director of Government Relations
California Bankers Association
Thursday, October 14
8:30 AM – 9:30 AM Visit Exhibitors in Marketplace
9:30 AM – 10:30 AM General Session

Economic Update

Dr. Patrick Adler, PhD

Manager, Sustainable Growth and Development
Beacon Economics
10:30 AM – 10:45 AM Morning Break
10:45 AM – 12:00 PM Closing General Session

Investigating Cryptocurrencies

Cameron T. Jones

Director, Risk Consulting
RSM US LLP
   
1:00 PM – 2:00 PM Cannabis Forum

Beyond EDD: AML Controls for Cannabis Banking

Jontae James

CEO & Founder
NatureTrak
2:00 PM – 2:15 PM Afternoon Break
2:15 PM – 3:15 PM Cannabis Forum

Cannabis Banking 2.0 – Gaining a Competitive Advantage

Tony Repanich

President & Chief Operating Officer
Shield Compliance
3:15 PM – 3:30 PM Afternoon Break
3:30 PM – 4:30 PM Cannabis Forum

Banking Issues in the Cannabis Industry:
Managing Risk under State and Federal Law
(No Slides)

Oren Bitan

Shareholder
Buchalter

Richard Ormond
Shareholder
Buchalter
Friday, October 15
8:15 AM – 9:30 AM Visit Exhibitors in Marketplace
9:30 AM – 10:30 AM Cannabis Forum

Risk Assessment Reality -
Mitigating the Real Challenges of Banking Cannabis


Robert Baron

Chief Experience Officer
StandardC, Inc.
10:30 AM – 11:00 AM Morning Break
11:00 AM – 12:00 PM Cannabis Forum

Federal Law Update – The Cannabis Debate Continues

Joe Genereux
Partner
Dorsey & Whitney LLP

Joe Lynyak

Partner
Dorsey & Whitney LLP
12:00 PM Conference Concludes