Transfers & Rollovers


Retirement plan portability can be confusing, not only for IRA owners and plan participants, but for financial organization personnel. The differences between rollovers and transfers and direct and indirect rollovers are just a few of the topics that will be discussed during this session. This WiBinar also touches on designated Roth account assets.

To request playback, email Montana Townsend at

Learning Objectives:

  • Explain the portability rules that apply to IRAs, employer-sponsored retirement plans, and Roth account assets
  • Discuss compliance concerns regarding transfers and rollovers
  • Distinguish between direct and indirect rollovers
  • Accurately document and report transactions


Paul Cullen
Technical Consultant, ERISA Compliance Department

WiBinar Fees

Pricing For Price Season Pass
Bank Member $195 $0
Bank Nonmember $249 $0
Affiliate Member $195 $0
Affiliate Nonmember $249 $0

Season Pass Members receive 4 individual logins to every WiBinar

This WiBinar is ideal for:

Trust Administrator, New Accounts Representative, Client Relationship Manager, Personal Banker, Universal Banker, Compliance Officer