Effective Methods for Performing ACH, Wire, & RDC Audits



During this WiBinar, discuss essential controls testing in Remote Deposit Capture, ACH, and Wire Transfers, and review various elements to audit using the FFIEC IT booklets and guidance, NACHA Rulebook, FRB Operating Circular, FedLine documentations, and Reg E fundamentals related to this area. Engage in a comprehensive review of policy, risk assessment methodology, key customer agreement clauses, recordkeeping requirements, reconciliation and accounting, and other critical areas of monitoring and control.

To request playback, email Montana Townsend at mtownsend@westernbankers.com

Learning Objectives:

  • Learn what Remote Deposit Capture controls to test based on the FFIEC IT booklets and risk management guidance
  • Understand the general NACHA ACH audit requirements for all Depository Financial Institutions 
  • Learn what technical controls need to be tested with the wire transfer system and what operation controls need to be covered in the general wire operation



Kevin Tsuei
Technology Practice Co-Director
AuditOne, LLC

WiBinar Fees

Pricing For Price Season Pass
Bank Member $195 $0
Bank Nonmember $249 $0
Affiliate Member $195 $0
Affiliate Nonmember $249 $0

Season Pass Members receive 4 individual logins to every WiBinar: