Customer Due Diligence for Beneficial Owners


Explore the topic of customer due diligence requirements for financial institutions as they apply to beneficial owners. In addition to the customer due diligence requirement, this webinar also addresses the FAQs issued by FinCEN related to compliance. As the added fifth requirement for an institution’s AML program, knowledge of these rules will be essential to the successful implementation and maintenance of an AML/BSA program and understanding the impacts to an organization.

To request a playback, email Montana Townsend at

Learning Objectives:

  • Learn how to effectively apply the new rules and requirements
  • Understand the day-to-day implications of the new rules
  • Develop an understanding of expectations as they relate to customer due diligence


Othel Rife
Manager, Risk Advisory Services
Othel Rife has over 12 years of auditing experience, including more than 1 years of Anti-Money Laundering/Bank Secrecy Act (AML/BSA) compliance experience; that experience includes an in-depth understanding of the regulatory requirements set forth in the FFIEC exam manual including program requirements, customer due diligence, enhanced due diligence, monitoring practices, and economic sanctions. Over her tenure with RSM, Othel has performed numerous independent audits for various types of financial institutions throughout the years. She has been involved in and led teams of consultants engaged to perform long-term AML lookbacks that included an element enhanced due diligence review

WiBinar Fees

Pricing For Price Season Pass
Bank Member $195 $0
Bank Nonmember $249 $0
Affiliate Member $195 $0
Affiliate Nonmember $249 $0

Season Pass Members receive 4 individual logins to every WiBinar

This WiBinar is ideal for:

Chief Compliance Officer, BSA/AML Compliance Officer, Compliance Analyst, Auditor, Legal Counsel