Current Regulatory Hot Spots


Regulators have shifting areas of emphasis and evolving expectations as to how banks address risk management challenges and implement best practices. In this WiBinar, identify areas of examination criticism based on a review of Safety & Soundness and Compliance Examination reports, and augment that with how to address current regulatory “hot spots.” While there are plenty of guidance statements out there, how they are interpreted, applied, and prioritized is far harder to discern, but so very important.

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Learning Objectives

  • Understand where regulators are placing emphasis in their examination activities
  • Align the bank’s risk management efforts with the direction and approaches that regulators are showing comfort with
  • Stay ahead of expectations by being aware of best practice opportunities that can be easily and economically adopted


Jeremy Taylor
AuditOne, LLC

Jeremy Taylor is co-CEO of AuditOne LLC, specializing in outsourced internal audit for financial institutions. He worked at Union Bank of California as SVP/Manager, Market Risk Monitoring, and VP, Portfolio Risk Management, and at Royal Bank of Canada in commercial lending, credit administration, and strategic planning positions. Jeremy has also done consulting work in bank marketing/sales management with Henley-Mayer Associates and in export sales management with ITI Research. He served as chief economist for Canadian National. Jeremy holds a B.A. in economics from Carleton University in Ottawa and an M.Sc. from the London School of Economics. He completed all of the pre-dissertation coursework and exam requirements in the Ph.D. program in economics at UCLA. Jeremy has taught economics and finance courses at various US and Canadian universities. He holds CFA, CBA, and CBAP designations and has published articles on a wide range of risk management topics.

WiBinar Fees

Pricing For Price Season Pass
Bank Member $195 $0
Bank Nonmember $249 $0
Affiliate Member $195 $0
Affiliate Nonmember $249 $0

Season Pass Members receive 4 individual logins to every WiBinar

This WiBinar is ideal for

Compliance Officer, Compliance Manager, Compliance Consultant, Compliance Analyst, Auditor