Strong Third-Party Risk Management (TPRM) Practices – Part II: Vendor Due Diligence

Legal & Regulatory Compliance

In this second session in a series of three on third-party oversight, the focus will cover best practices for due diligence around various types of third-parties, both initially and on an ongoing basis. Emphasis will be placed on emerging risk areas and managing third-parties where due diligence materials may not be readily available.

Who Should Attend: Risk Officer, Operational Risk Officer, Vendor Management Officer, Compliance Officer

Learning Objectives

  • Explore scaling due diligence requirements based on third-party tier or risk rating
  • Learn about cloud service providers, fintech companies, and TPs using AI and machine learning 
  • Understand on-site due diligence: when, how, and why

Speaker

Eric Holmquist
Managing Principal
Capco
Eric Holmquist is a managing principal at Capco specializing in enterprise and operational risk management. He has more than 30 years of experience in the financial services industry, covering all areas of bank strategy, management and operations. He has developed enterprise and operational risk management, executive reporting and information security programs for institutions of all sizes, and is skilled in creating operational efficiency and risk alignment. As a managing principal within Capco’s community banking practice, Eric leads teams of highly skilled professionals in assisting clients in developing mature risk management programs using industry best practices. 

Webinar Fees

Pricing For Price Season Pass
Bank Member $195 $0
Bank Nonmember $249 $0
Affiliate Member $195 $0
Affiliate Nonmember $249 $0

Season Pass Members receive 4 individual logins to every webinar

Additional Info

Participants will earn 1.0 CPE credit

Field of Study: Specialized Knowledge

Prerequisites: None

Advanced Preparation: None

Program Level: Basic

Delivery Method: Group Internet Based

Refunds and Cancellations: Webinar registrations are non-refundable. If the registrant is unable to attend the designated time and date of the webinar, a playback link and any written materials will be provided within 2 business days following the conclusion of the webinar

Western Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.nasbaregistry.org.

Register

Click here to register online