Spotting Issues in the Most Important Due Diligence Documents

Legal & Regulatory Compliance

Properly reviewing vendor due diligence is necessary for vendor management success. During this session, we will demystify the structure and terminology of three of the most informative and important due diligence documents you should be getting from your vendors: SOC reports, financial statements, and business continuity plans. Receive tips on how you can review these documents and develop techniques for explaining results to your management.

Who Should Attend

Compliance Officer, Risk Officer, Vendor Management Officer, Operations Director, Chief Operations Officer, Senior Vice President, Vice President

Learning Objectives

  • Learn what to look for in each important due diligence document
  • Understand how to translate the findings to exactly what management needs to know
  • Gain resources for documenting their due diligence results


Leticia Saiid
Executive Assistant
Leticia Saiid serves as the executive assistant and has worked with Tandem (a child company of CoNetrix), an information security and technology company, for eight years. She served as the tandem software support manager for several years where she built and directed a team of information security support specialists. Now she serves the company by assisting the president in building new programs and coordinating corporate projects. Leticia has a B.A. and M.A. in Mathematics. Leticia has a passion for solving problems and teaching others to do the same whether it’s through reading education, college mentoring, or jigsaw puzzles.

Webinar Fees

Pricing For Price Season Pass
Bank Member $195 $0
Bank Nonmember $249 $0
Affiliate Member $195 $0
Affiliate Nonmember $249 $0

Season Pass Members receive 4 individual logins to every webinar

Additional Info

Participants will earn 1.0 CPE credit

Field of Study: Specialized Knowledge

Prerequisites: None

Advanced Preparation: None

Program Level: Basic

Delivery Method: Group Internet Based

Refunds and Cancellations: Webinar registrations are non-refundable. If the registrant is unable to attend the designated time and date of the webinar, a playback link and any written materials will be provided within 2 business days following the conclusion of the webinar

Western Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its


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