10 Ways Your Team Can Improve Risk Monitoring

Legal & Regulatory Compliance

Risk monitoring touches every department and business process of a financial institution. Identifying, assessing, mitigating, and monitoring risk requires an inclusive strategy that ensures everyone’s involvement. This webinar is tailor-made for bankers interested in deepening their knowledge of the scope of risk and improving risk monitoring. This webinar will offer advice for improving risk monitoring in 10 areas: Enterprise Risk Management (ERM), Risk Assessment vs. Risk Monitoring, Risk Tolerance vs. Risk Appetite, Inherent Risk vs. Residual Risk, Risk Response Strategies, Key Indicators (KPIs and KRIs), Regulatory Requirements Related to Risk, Industry Challenges, Processes and Strategies, and Collaborate Tools.

Who Should Attend: Chief Risk Officer, Chief Compliance Officer, Risk Manager, Vendor Management Officer, Compliance Officer

Learning Objectives

  • Opportunity for bankers, both new and seasoned, to deepen the knowledge on the scope of risk
  • Learn about proven solutions to leverage collaboration as part of the strategy in risk monitoring
  • More effectively manage risk throughout every department of an institution


Michael Carpenter, CAMS, NCRM, NCCO
Risk Solutions Architect
Michael Carpenter comes to Ncontracts as a solutions architect after having built solid
expertise in all facets of risk management throughout his 20-year career. He has built
and run programs such as board of director training/reporting, BSA/AML, ID theft and
red flags, information security, compliance management systems and more, making
him an indispensable resource in helping bankers understand the need for third-party
and risk management. Michael has worked in both small community financial
institutions and larger institutions such as KeyBank and Chase Bank.

Webinar Fees

Pricing For Price Season Pass
Bank Member $195 $0
Bank Nonmember $249 $0
Affiliate Member $195 $0
Affiliate Nonmember $249 $0

Season Pass Members receive 4 individual logins to every webinar

Additional Info

Participants will earn 1.0 CPE credit

Field of Study: Specialized Knowledge

Prerequisites: None

Advanced Preparation: None

Program Level: Basic

Delivery Method: Group Internet Based

Refunds and Cancellations: Webinar registrations are non-refundable. If the registrant is unable to attend the designated time and date of the webinar, a playback link and any written materials will be provided within 2 business days following the conclusion of the webinar

Western Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.nasbaregistry.org.


Click here to register online