Current Regulatory Hot Spots

IT, Technology, & Operations

Regulators have shifting areas of emphasis and evolving expectations as to how banks address risk management challenges and implement best practices. In this webinar, participants will identify areas of examination criticism based on a review of Safety & Soundness and Compliance Examination reports, and augment that with how to address current regulatory “hot spots.” There are many guidance statements out there, but it is crucial to understand how they are interpreted, applied, and prioritized.

Who Should Attend: Chief Information Officer, Chief Technology Officer, Chief Information Security Officer, Technology Risk Officer, Risk Officer, Compliance Officer

Learning Objectives

  • Understand where regulators are placing emphasis in their examination activities
  • Align the bank’s risk management efforts with the direction and approaches that regulators are showing comfort with
  • Stay ahead of expectations by being aware of best practice opportunities that can be easily and economically adopted

Speaker

Jeremy Taylor
Co-CEO
AuditOne, LLC
Jeremy Taylor is co-CEO of AuditOne LLC, specializing in outsourced internal audit for financial institutions. He worked at Union Bank of California as SVP/Manager, Market Risk Monitoring, and VP, Portfolio Risk Management, and at Royal Bank of Canada in commercial lending, credit administration, and strategic planning positions. Jeremy has also done consulting work in bank marketing/sales management with Henley-Mayer Associates and in export sales management with ITI Research. He served as chief economist for Canadian National. Jeremy holds a B.A. in economics from Carleton University in Ottawa and an M.Sc. from the London School of Economics. He completed all of the pre-dissertation coursework and exam requirements in the Ph.D. program in economics at UCLA. Jeremy has taught economics and finance courses at various US and Canadian universities. He holds CFA, CBA, and CBAP designations and has published articles on a wide range of risk management topics.

Webinar Fees

Pricing For Price Season Pass
Bank Member $195 $0
Bank Nonmember $249 $0
Affiliate Member $195 $0
Affiliate Nonmember $249 $0

Season Pass Members receive 4 individual logins to every webinar

Additional Info

Participants will earn 1.0 CPE credit

Field of Study: Specialized Knowledge

Prerequisites: None

Advanced Preparation: None

Program Level: Basic

Delivery Method: Group Internet Based

Refunds and Cancellations: Webinar registrations are non-refundable. If the registrant is unable to attend the designated time and date of the webinar, a playback link and any written materials will be provided within 2 business days following the conclusion of the webinar

Western Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.nasbaregistry.org.

Register

Click here to register online