*All times listed below are in PDT
|Friday, October 9|
|9:00 AM – 10:00 AM
[1 CRCM, CERP
|Welcome and Opening Remarks
President & CEO
Western Bankers Association
Payment Challenges for Cannabis &
Chief Compliance Officer
|10:00 AM – 11:04 AM
[1.25 CRCM credits]
|How We Bank Cannabis and Ancillary Accounts;
Lessons Learned and What We Wish We Knew Before Starting
Panel Moderator: Ryan Canin, CEO, DocFox
Founder & Principal
RegTech Consulting LLC
EVP, Chief Compliance & Risk Officer
American Riviera Bank
Senior Vice President, BSA Officer Compliance
|11:04 AM – 12:05 PM||Will The Grass Be Greener?: Highlights in Cannabis
Banking and an Inside Look Into What 2021 Will Bring
Jan Lynn Owen, Senior Advisor
Richard Hartunian, Partner
Craig Miller, Partner
Anita Sabine, Partner
Manatt, Phelps & Phillips, LLP
|12:05 PM – 1:00 PM||Lunch & Marketplace Time|
|1:00 PM – 2:02 PM
[1.25 CRCM, CERP
|Roadmap to an Effective Cannabis Compliance Program:
California DBO Banking Guidance
Chris Dick, CFE, CAMS
RSM US LLP
Risk Advisory Services Manager
RSM US LLP
|2:02 PM – 3:00 PM
[1.25 CRCM credits]
|Compliant Cannabis Banking – Deposits and Loans
President & Chief Operating Officer
|3:00 PM – 4:00 PM
[1.25 CRCM, CERP credits]
|Has Your Bank Gone to Pot?
|4:00 PM||Forum Adjourns|
Steve Andrews is the president & CEO of the Western Bankers Association and manages the affairs and day to day operational aspects of the association and all its divisions. In his role as CEO he is one of the foremost advocates of the banking industry and the important role banks play in our communities and economy.
André G. Herrera is Chief Compliance Officer at Hypur, Inc., where he leads Hypur’s collaboration with financial institutions on compliance and regulatory issues. Previously, he served as Senior Vice President and CIO of a bank in California, where he was responsible for the implementation and administration of all banking technologies and proprietary systems necessary to run the financial institution.
Ryan is the CEO of DocFox, a digital tool which automates BSA for business account opening and ongoing due diligence for high risk and complex accounts. DocFox currently works with over 160 financial institutions to reduce manual effort through advanced document processing with document inspection, data capture and comparison of any document.
Laurel Sykes is the Executive Vice President, Chief Compliance and Risk Officer for American Riviera Bank. She holds the designation of Certified Regulatory Compliance Manager, with almost 30 years of experience in the banking industry. During her career she has implemented enterprise-wide risk management, compliance, fraud, anti-money laundering, vendor management and business continuity programs for banks ranging from $1 billion to $7 billion in assets. She currently oversees regulatory affairs and enterprise risk management for American Riviera Bank, and leads the Bank’s consumer compliance function and the anti-money laundering/financial crimes unit.
Jan Owen is a senior advisor in the Manatt Financial Services group, and is based in the Sacramento office.
Her practice includes a wide range of oversight work including accountancy, assets recovery, auditing, banking, benefits administration, budget preparation and financial reporting. With her deep understanding of regulatory issues, Jan provides innovative, practical and commonsense solutions. Her clients include major banks and consumer finanical institutions, fintech startups, cannabis owner and operators, and technology companies.
Richard S. Hartunian offers clients the benefit of his decades of experience as lead government counsel in high-profile, high-stakes criminal and civil disputes.
Rick defends clients against allegations of white collar crime, healthcare fraud, BSA/AML violations, and environmental and defense procurement fraud, and advises on cross-border security and trade issues.
Craig Miller leads Manatt Financial Services and focuses his practice on representing public and private corporations in a wide range of corporate matters, including mergers, acquisitions, and public and private equity and debt securities offerings.
Anita Famili Sabine is a partner in the firm’s Los Angeles office and leads the firm’s real estate transactions and finance practice and the cannabis and CBD practice. She represents owners, operators, lenders, developers, investors and others in a range of financing, development, leasing and investment-related transactions.
Chris Dick is a member of RSM’s Risk Consulting practice. He has over 15 years of experience providing consulting and internal audit services related to operations and regulatory compliance to a number of financial institutions and financial services clients; and serves as a firm designated subject matter expert in anti-money laundering (“AML”) and sanctions compliance.
Othel Rife is with the West Region of RSM. She has over fourteen years of Anti-Money Laundering/Bank Secrecy Act (AML/BSA) compliance experience. That experience includes an in-depth understanding of the regulatory requirements set forth in the FFIEC exam manual including program requirements, customer due diligence, enhanced due diligence, monitoring practices, and economic sanctions.
As President and Chief Operating Officer of Shield Compliance, Tony leads day-to-day operations and is the company’s principal product architect. Having served as a senior executive at a Washington State-based community bank for over 20 years, Tony has in-depth knowledge of the banking industry and the regulatory and compliance requirements for high-risk industries. Today he brings that knowledge to financial institutions serving and considering serving the legal cannabis industry.
Radhika personally has more than 29 years of experience in the banking industry, with an impressive background spanning all phases of compliance, operations, and risk management for leading financial institutions. Radhika has been responsible for helping several banking institutions successfully pass their regulatory examinations.
Jim has over thirty years of senior management experience in diverse business fields including high risk electronic banking, and specialty banking and FinTech compliance services.
Although cannabis banking is well discussed, payments are an area that receives little attention. This session will give a regulatory overview and an examination of the various payment solutions in the cannabis space. The session will also discuss the potential risk to your institution by allowing your cannabis customers to deposit electronic payments into your bank.
How We Bank Cannabis and Ancillary Accounts; Lessons Learned and What We Wish We Knew Before Starting
This panel features three BSA officers with varying backgrounds in a candid discussion on the realities of banking cannabis and ancillary market, their reasons for entering the space and what they wish they knew then based on their experience now.
Will The Grass Be Greener?: Highlights in Cannabis Banking and an Inside Look Into What 2021 Will Bring
As the number of states legalizing cannabis continues to grow, so does the number of challenges impacting industry members due to the ever-evolving state and federal laws. Our panel will review the legal issues surrounding cannabis and cannabis banking, highlight the major changes that have recently impacted the cannabis industry, and will feature key insights regarding what to expect in 2021.
This is Cannabis Related Banking (CRB) 2.0. We will assume you have the general knowledge of this industry such as the three tiers or the differences between Cannabis, Hemp, CBD, etc. We will share industry update information from a regulatory, business and payments level. We will provide baseline information on how to establish a program at your institution with red flag concepts for risk monitoring.
One Registration Fee, Unlimited Attendees per Organization
|WBA Bank Member||$350|
|WBA Member Season Pass Holder||$350|
|WBA Non-Member Season Pass Holder||$450|
|WBA Associate Member||$2,500|
Bundle Pricing discount
If you register for both the 2020 Cannabis Forum & the 2020 Regulatory Compliance Conference you could save $.
One Registration Fee, Unlimited Attendees per Organization
Pricing for registering for both the 2020 Cannabis Forum & the 2020 Regulatory Compliance Conference:
|Bundle Pricing Discount For||Price|
|WBA Bank Member||$995 ($105 in savings)|
|Bank Non-Member||$1,195 ($250 in savings)|
Registration fees less a $75 processing fee per registrant will be refunded if cancellation is received by Friday, September 25, 2020. No refund if cancellations are received after Friday, September 25, 2020. Substitutions welcomed.
If you are interested in sponsoring this event, please contact Jennifer Benson, VP of Conferences at firstname.lastname@example.org.
- Maximize your company’s brand awareness and increase your market position
- Gain direct access to member banks and institutions in an exclusive environment
- Raise your profile above your competitors
- Learn about the issues confronting today’s financial service leaders and gain valuable insight into potential solutions
- Match your exposure needs, regardless of your budget
- Shape or reinforce a positive perception of your company with bank executives
- Support the Western Bankers Association, the largest non-profit banking organization serving the West Coast financial services industry