Agenda

Agenda

 

Tuesday, October 2
12:00 p.m. – 6:00 p.m.                                        Registration Open
4:30 p.m. – 6:30 p.m. Welcome Reception 
(Includes attendees from Bank Counsel Seminar)
Wednesday, October 3
7:30 a.m. – 4:40 p.m. Registration Open
7:30 a.m. – 8:30 a.m.  Networking Breakfast in Marketplace
8:30 a.m. – 10:00 a.m.  General Session

Cannabis-Business Banking: The Cole Memorandum & Compliance Considerations

John Vardaman
EVP, General Counsel
Hypur

Andre Herrera
EVP, Banking & Compliance
Hypur
10:00 a.m. – 10:30 a.m. Refreshment Break in Marketplace
10:30 a.m. – 11:30 a.m. Learning Sessions:

Three Lines of Defense: Integrating Compliance Across the Organization

Steve King
Firm Member, Director of Regulatory Compliance
WolfPAC Solutions Group

Thinking Like an Examiner

Jeffrey Tisdale
Managing Partner
Tisdale & Nicholson, LLP
11:30 a.m. – 1:00 p.m. Networking Lunch
1:00 p.m. – 2:00 p.m.  Learning Sessions:

Compliance Guidance for Profitably Banking Money Service Businesses

John Vardaman
EVP, General Counsel
Hypur

Andre Herrera
EVP, Banking & Compliance
Hypur

TRID 2.0​

Robert Olsen
Principal
Aldrich & Bonnefin, PLC
 
2:00 p.m. – 2:20 p.m.                Dessert Break 
2:20 p.m. – 3:20 p.m. Peer Exchange Session
3:30 p.m. – 4:30 p.m. General Session 

Critical Elements of Effective Compliance Program Reporting

Edward Schreiber
EVP & Chief Risk Officer
Zions Bancorporation
4:30 p.m. – 6:00 p.m. Reception in Marketplace
Thursday, October 4
7:30 a.m. – 4:00 p.m.  Registration Desk Open
7:30 a.m. – 8:30 a.m.  Breakfast in Marketplace
8:30 a.m. – 9:30 a.m.  General Session

ADA Website Compliance

Scott Daugherty
President & General Counsel
Compliance Alliance, Inc.
9:40 a.m. – 10:40 a.m.                     Learning Sessions:

HMDA Data Integrity Review - Methods for Ensuring HMDA Data Accuracy

Heidi Wier
Managing Director, Regulatory Compliance & Internal Audit
CrossCheck Compliance

Effective Programs for Identifying & Preventing Elder Financial Abuse
 

Laurel Sykes
SVP & Chief Risk Officer
Montecito Bank & Trust

James Miner
Policy Analyst
CFPB Office of Older Americans

10:40 a.m. – 11:00 a.m.  Refreshment Break in Marketplace
11:00 a.m. – 12:00 p.m. Learning Sessions:

Compliance Risk Assessment

Liza Warner
Managing Director, Regulatory Compliance, Internal Audit & Fair Lending
CrossCheck Compliance

Leveraging IT Data to Measure Compliance and Streamline Audits

Jeremy Conway
Chief Technology Officer
MAD Security
12:00 p.m. – 1:15 p.m.  Networking Lunch
1:15 p.m. – 2:15 p.m.  Peer Exchange Sessions
2:15 p.m. – 2:30 p.m. Dessert Break in Marketplace
2:30 p.m. – 3:30 p.m. Learning Sessions:

Customer Due Diligence for Beneficial Owners

Othel Rife
Manager
RSM US LLP

Today’s Forecast: Sunshine and Changes to CRA Regulations

Janet M. Bonnefin, CRCM
Principal
Aldrich & Bonnefin, PLC
3:40 p.m. – 4:40 p.m.  General Session

California’s New Consumer Privacy Act and Its National Impact

Kevin Gould
SVP, Director of State Government Relations
California Bankers Association

Nancy Thomas
Partner
Morrison & Foerster LLP
Friday, October 5
7:30 a.m. – 12:00 p.m.  Registration Desk Open
7:30 a.m. – 8:30 a.m. Breakfast
8:30 a.m. – 9:30 a.m.  Learning Sessions:

The New IT Exam: Are You Prepared

Laurel Sykes
SVP & Chief Risk Officer
Montecito Bank & Trust

Paul Abramson
SVP & Director of Technology
Montecito Bank & Trust

Cybersecurity Operationalization to Reclaim Control

Jeremy Conway
Chief Technology Officer
MAD Security
9:40 a.m. – 10:40 a.m. Learning Sessions:

My Regulator Says I Need a BSA Model Validation – Now What?

Joann Lang, CIA, CAMS
Compliance Auditor
10-D Security

Amanda Morrissey
Commissioned Bank Examiner
10-D Security

Driving Strategic Value from ERM: from the Board Room to the Teller Line

Bill Bojan
Director, Business Risk Services
CliftonLarsonAllen, LLP
10:40 a.m. – 11:00 a.m. Refreshment Break
11:00 a.m. – 12:00 p.m.

Closing General Session

Navigating the Storm: Disaster Contingency and Post-Event Strategies Following the Recent California Disasters


Laurel Sykes
SVP & Chief Risk Officer
Montecito Bank & Trust

12:00 p.m. Conference Adjourns