Regulatory Compliance Conference

Agenda

Agenda

 

Tuesday, October 2
12:00 p.m. – 6:00 p.m.                                        Registration Open
4:30 p.m. – 6:30 p.m. Welcome Reception 
(Includes attendees from Bank Counsel Seminar)
Wednesday, October 3
7:30 a.m. – 4:40 p.m. Registration Open
7:30 a.m. – 8:30 a.m.  Networking Breakfast in Marketplace
8:30 a.m. – 10:00 a.m.  General Session

Cannabis-Business Banking: The Cole Memorandum & Compliance Considerations

John Vardaman
EVP, General Counsel
Hypur

Andre Herrera
EVP, Banking & Compliance
Hypur
10:00 a.m. – 10:30 a.m. Refreshment Break in Marketplace
10:30 a.m. – 11:30 a.m. Learning Sessions:

Three Lines of Defense: Integrating Compliance Across the Organization

Steve King
Firm Member, Director of Regulatory Compliance
WolfPAC Solutions Group

Thinking Like an Examiner

Jeffrey Tisdale
Managing Partner
Tisdale & Nicholson, LLP
11:30 a.m. – 1:00 p.m. Networking Lunch
1:00 p.m. – 2:00 p.m.  Learning Sessions:

Compliance Guidance for Profitably Banking Money Service Businesses

John Vardaman
EVP, General Counsel
Hypur

Andre Herrera
EVP, Banking & Compliance
Hypur

TRID 2.0​

Robert Olsen
Principal
Aldrich & Bonnefin, PLC
 
2:00 p.m. – 2:20 p.m.                Dessert Break 
2:20 p.m. – 3:20 p.m. Peer Exchange Session
3:30 p.m. – 4:30 p.m. General Session 

Critical Elements of Effective Compliance Program Reporting

Edward Schreiber
EVP & Chief Risk Officer
Zions Bancorporation
4:30 p.m. – 6:00 p.m. Reception in Marketplace
Thursday, October 4
7:30 a.m. – 4:00 p.m.  Registration Desk Open
7:30 a.m. – 8:30 a.m.  Breakfast in Marketplace
8:30 a.m. – 9:30 a.m.  General Session

ADA Website Compliance

Scott Daugherty
President & General Counsel
Compliance Alliance, Inc.
9:40 a.m. – 10:40 a.m.                     Learning Sessions:

HMDA Data Integrity Review - Methods for Ensuring HMDA Data Accuracy

Heidi Wier
Managing Director, Regulatory Compliance & Internal Audit
CrossCheck Compliance

Effective Programs for Identifying & Preventing Elder Financial Abuse
 

Laurel Sykes
SVP & Chief Risk Officer
Montecito Bank & Trust

James Miner
Policy Analyst
CFPB Office of Older Americans

10:40 a.m. – 11:00 a.m.  Refreshment Break in Marketplace
11:00 a.m. – 12:00 p.m. Learning Sessions:

Compliance Risk Assessment

Liza Warner
Managing Director, Regulatory Compliance, Internal Audit & Fair Lending
CrossCheck Compliance

Leveraging IT Data to Measure Compliance and Streamline Audits

Jeremy Conway
Chief Technology Officer
MAD Security
12:00 p.m. – 1:15 p.m.  Networking Lunch
1:15 p.m. – 2:15 p.m.  Peer Exchange Sessions
2:15 p.m. – 2:30 p.m. Dessert Break in Marketplace
2:30 p.m. – 3:30 p.m. Learning Sessions:

Customer Due Diligence for Beneficial Owners

Othel Rife
Manager
RSM US LLP

Today’s Forecast: Sunshine and Changes to CRA Regulations

Janet M. Bonnefin, CRCM
Principal
Aldrich & Bonnefin, PLC
3:40 p.m. – 4:40 p.m.  General Session

California’s New Consumer Privacy Act and Its National Impact

Kevin Gould
SVP, Director of State Government Relations
California Bankers Association

Nancy Thomas
Partner
Morrison & Foerster LLP
Friday, October 5
7:30 a.m. – 12:00 p.m.  Registration Desk Open
7:30 a.m. – 8:30 a.m. Breakfast
8:30 a.m. – 9:30 a.m.  Learning Sessions:

The New IT Exam: Are You Prepared

Laurel Sykes
SVP & Chief Risk Officer
Montecito Bank & Trust

Paul Abramson
SVP & Director of Technology
Montecito Bank & Trust

Cybersecurity Operationalization to Reclaim Control

Jeremy Conway
Chief Technology Officer
MAD Security
9:40 a.m. – 10:40 a.m. Learning Sessions:

My Regulator Says I Need a BSA Model Validation – Now What?

Joann Lang, CIA, CAMS
Compliance Auditor
10-D Security

Amanda Morrissey
Commissioned Bank Examiner
10-D Security

Driving Strategic Value from ERM: from the Board Room to the Teller Line

Bill Bojan
Director, Business Risk Services
CliftonLarsonAllen, LLP
10:40 a.m. – 11:00 a.m. Refreshment Break
11:00 a.m. – 12:00 p.m.

Closing General Session

Navigating the Storm: Disaster Contingency and Post-Event Strategies Following the Recent California Disasters


Laurel Sykes
SVP & Chief Risk Officer
Montecito Bank & Trust

12:00 p.m. Conference Adjourns
Sessions

Navigating the Storm: Disaster Contingency and Post-Event Strategies Following the Recent California Disasters

Laurel Sykes
SVP, Chief Risk Officer
Montecito Bank & Trust

Laurel Sykes has more than 27 years of experience in financial services and risk management. She is responsible for consumer compliance, BSA/AML, fraud prevention, information security, vendor management, and overall enterprise risk management and regulatory affairs. She is the bank’s Community Reinvestment Act Officer and she shares the role of board-appointed Information Security Officer.

Sessions

California’s New Consumer Privacy Act and Its National Impact

Kevin Gould
SVP, Director of State Government Relations
California Bankers Association

Kevin Gould oversees the management and operation of WBA’s state government relations department (CBA) and also serves as one of the association’s three registered lobbyists. Kevin’s advocacy responsibilities and issues focus mainly in the areas of bank operations, commercial lending, residential property lending, and wealth and asset management issues.

Sessions

ADA Website Compliance

Scott Daugherty
President & General Counsel
Compliance Alliance, Inc.

Scott Daugherty’s career is built from a combination of community and regional bank experience along with legal expertise. Prior to law school, Scott enjoyed a career in banking with a broad background that includes retail and branch management, and consumer and commercial lending responsibilities. He is one of the leading bank regulatory, compliance, and legal experts in the nation.

Pricing

Registration Information

 

Pricing For Through 8/31 After 8/31
Bank Member  $845  $1,045
Bank Nonmember $1,495 $1,495
Affiliate Member

$1,345

$1,345

Spouse Fee $495 $495

Cancellation Policy

Registration fees less a $75 processing fee per registrant will be refunded if cancellation is received by September 17, 2018. No refund if cancellations are received after September 17, 2018. Substitutions welcomed.

CE Credits

CE Credits

Certified Regulatory Compliance Manager (CRCM)

ABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. 2018 Regulatory Compliance Conference has been approved for 15.75 CRCM credits. This statement is not an endorsement of this program or its sponsor.

Certification holders must report these credits at aba.csod.com.

Continuing Professional Education (CPE) 

This conference has been approved for 12 CPE credits.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

The Association of Certified Anti-Money Laundering Specialist (ACAMS)

This conference has been approved for 12 CAMS Credits.

Minimum Continuing Legal Education (MCLE)

This conference has been approved for Minimum Continuing Legal Education (MCLE) credit by the State Bar of California. Attend general sessions and breakouts to qualify for 9.5 MCLEs.

Hotel

Hotel and Accommodations

The Kimpton Sawyer Hotel
500 J Street
Sacramento, CA 95814
Direct: (916) 545-7100
Reservations: (877) 678-6255

Hotel accommodations can be made here or by calling The Kimpton Sawyer Hotel reservations department at (877) 678-6255. Please ask for the “G0D” Group Rate (that is G-Zero-D). The WBA Room Rate is $210, single or double occupancy, plus taxes and fees.

Rooms are limited, please make your reservations by Saturday, September 1, 2018. If the WBA room block reaches capacity before this date, the hotel may accept reservations on a space-available basis at the prevailing rates.

Overnight parking for guests is $29 per day with in and out privileges. Day Use parking (8am-5pm) is $12 per car.

Audience

Who Should Attend

  • Auditors
  • BSA officers
  • Compliance officers
  • Operations officers
  • Risk/Fraud officers
  • Regulators
  • Counsel
Sponsorship Information

Sponsorship Information

If you are interested or would like more information, please contact:

Rosemary Mignano
Senior Manager of Sponsor, Exhibitor & Affiliate Member Development
(916) 438-4435 or rmignano@westernbankers.com

A few reasons your organization should sponsor and/or exhibit:

  • Maximize your company’s brand awareness and increase your market position
  • Gain direct access to WBA member banks and institutions in an exclusive environment
  • Raise your profile above your competitors
  • Learn about the issues confronting today’s financial service leaders and gain valuable insight into potential solutions
  • Match your exposure needs, regardless of your budget
  • Shape or reinforce a positive perception of your company with bank executives
  • Support the Western Bankers Association, the largest non-profit banking organization serving the West Coast financial services industry